Securities Transactions

Clyde Snow represents clients in connection with public offerings and private placement financing, compliance with periodic reporting requirements, broker/dealer and investment advisor registration, and all other aspects of compliance with federal and state securities laws as well as FINRA rules and regulations. The firm provides outside general counsel services to companies engaged in underwritten financings. Those outside general counsel services include corporate clean-up, development of due-diligence materials, management of virtual data rooms and interface, and negotiation with investment bankers. The firm also provides securities compliance representation in connection with mergers and acquisitions.

Clyde Snow attorneys also represent clients in enforcement actions by the Securities and Exchange Commission, FINRA, and state securities regulators including the Utah Division of Securities.